We offer a truly holistic service for clients, which means ensuring ongoing regulatory compliance, good governance, and investor relations. Our services cover the full regulatory system so that every client is uniquely catered for and reassured.
We offer a wide range of regulatory and investor services relevant and customised to your specific jurisdictions.
Example, but not all, regulatory and investor services include:
- Maintenance of Investor registers and records
- Investor on-boarding services including FICA, KYC & AML checks and maintenance
- Processing of all investor transactions
- Investor reporting, including statements and transaction confirmations
- Calculations and reporting of all call and distribution notices
- Commissions, rebates and other investor related fee calculations
- FATCA and CRS reporting
- AIFMD Annex IV reporting
- Multi-jurisdictional filing services
- Tax reporting
- FSB, ASISA and other regulatory reporting support services
For any specific requirements tailored to suit your needs please contact one of our team.