Menu open icon Search icon Close icon facebook twitter youtube instagram linkedin Butterly graphic Facebook share icon Linkedin share icon Email share icon Twitter share icon Download Icon

Mark Phillips

Associate Director - Fund & Corporate Services London 

Mark joined JTC in June 2021 and has over 37 years’ experience in financial services.

Within his current role as Associate Director, he works within the Investor Services team and provides support to JTC’s UK and Channel Island portfolio. He provides support and guidance relating to anti-money laundering (AML), client due diligence (CDD) and fraud related concern to safeguard clients.

Mark set up a new AML Referrals team to enhance JTC’s quality control (QC) and oversight of the Investor Services processes and is working closing with Risk and Compliance (R&C) to ensure that regulations and standards are met.

Prior to JTC, Mark spent 10 years’ working for a well-known third party administrator as a Senior Manager in the R&C team focusing on financial crime, including politically exposed persons (PEP) and sanctions and was responsible for the daily screening of investors and was relationship manager for the software provider. He has a vast knowledge of suspicious activity reporting (iSAR and external reporting to the relevant financial crime authorities) and compliance regulation. He looked after a team of onshore and offshore staff based in Mumbai and he was also a Nominated Officer working for the company Money Laundering Reporting Officer (MLRO).

Throughout his career, Mark has gained extensive exposure and expertise in the world of fraud, money laundering, SAR and sanction procedures, he has also been instrumental in the set-up of the first and second line of defense teams within previous roles.

In Their Spare Time

Mark is a keen sports fan, he supports Arsenal, follows the cricket and enjoys watching horseracing. He is a family man and also likes to travel overseas and explore new cultures with his family while abroad.

Latest

Our resources and strengths

We value shared ownership

We operate around the principle that if our people have a stake in the business, they will do a better job for our clients.

We invest in people

Over 85% of our employees hold a relevant professional qualification or are working towards this through our dedicated JTC Academy.

We embrace technology

We operate a variety of best-in-class systems to deliver and maintain an impeccable standard of administration and use technology to innovate in both service delivery and efficiency.

We value relationships

We aim to work with clients who share our belief in the importance of building strong relationships over time.

Submit an Enquiry

Please use this short form to help us respond to your enquiry as efficiently as possible.