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Director – Risk & Compliance

London 22nd Apr 2022

Join Team JTC where your contribution will be valued.

Purpose of Job

As a member of the London team, you will have a primary focus on ensuring JTC’s regulatory and AML/CFT requirements are met and executed to include reviewing compliance monitoring, Board reporting, regulatory analysis, policy and procedure drafting, and new business reviews. The role will also include providing regulatory advisory support to the business, reporting to Board, clients and 3rd party service providers.

Main Responsibilities and Duties

It is expected that the Director eventually assumes the regulatory approved named positions for the JTC businesses and take on the associated responsibilities of such positions.

    • Taking on the HMRC MLRO and FCA SMF16 & SMF17 roles.
    • Developing informative and value-adding risk and compliance MI and reporting for use in Board and Group-related purposes.
    • Executing and managing the Compliance Monitoring Programme (CMP) and testing.
    • Identifying, recommending and developing new AML, CTF and Compliance policies and procedures or improvements to existing policies and procedures.
    • Providing guidance to the business in relation to regulatory compliance, risk, and AML / CFT, sanctions issues.
    • Promoting education and awareness of regulatory principles and requirements on a day to day basis.
    • Reviewing new business from an risk, AML / CFT, and sanction perspective.
    • Identifying areas of efficiency and improvement and highlight where there are pragmatic solutions and suggestions to be implemented.
    • Adhering to Risk & Compliance procedures in relation to regulatory requirements and AML legislation.
    • Adhering to JTC core values and expected behaviours.
    • Assisting in ensuring that a compliance culture is embedded across the company.
    • Any ad-hoc Risk & Compliance projects and other duties as deemed necessary by Management.
Essential Requirements
  • Professional qualifications and relevant experience.
  • A strong business ethic with a focus on quality, establishing, maintaining and encouraging high standards in all activities.
  • Excellent interpersonal skills and the ability to communicate effectively and foster a collaborative working environment.
  • The presence and substance to be able to represent JTC and act as an ambassador for the business in dealings with regulatory bodies and external professionals.

JTC is a publicly listed, global professional services business with deep expertise in fund, corporate and private client services. Every JTC person is an owner of the business and this fundamental part of our culture aligns us with the best interests of all of our stakeholders. Our purpose is to maximise potential and our success is built on service excellence, long-term relationships and technology capabilities that drive efficiency and add value.

JTC’s culture places a strong focus on the development of its employees. We value our employees’ commitment to their career and encourage and support you if you wish to pursue a professional qualification as well as providing ongoing learning and development opportunities through our Academy and Gateway programmes. Our vision for the future is driven by an entrepreneurial and innovative spirit.

If you would like to join team JTC, where everyone is dedicated to continuously delivering a service beyond our clients’ expectations, please apply on line (applications will only be accepted if made through the online portal).